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Steven Duane Ford

Northwestern Mutual Investment Services, LLC

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About Steven Duane Ford

Steven Duane Ford is a financial advisor with over 27 years of experience in the industry. Steven is currently registered with Northwestern Mutual Investment Services, LLC and has a strong track record of success in helping clients achieve their financial goals. Steven is a highly qualified professional with a variety of licenses and certifications, including Series 7, 6, 63, and 24. Steven has worked with a variety of clients, including individuals, families, and businesses. Steven is dedicated to providing his clients with personalized financial advice and guidance.

Firm Information

Steven Ford is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Steven Ford’s Registration & Firm History

SD

05/04/2011 - Present

Northwestern Mutual Investment Services, LLC (ABERDEEN SD)

SD

11/14/2008 - 05/06/2011

ING FINANCIAL PARTNERS, INC. (ABERDEEN SD)

SD

07/28/1997 - 11/19/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ABERDEEN SD)

CT

08/15/1995 - 06/25/1997

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

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Licenses & Designations

IA

Issued 02/27/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/14/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/11/1997

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/2005

Series 31 - Futures Managed Funds Examination

BC

Issued 02/18/1997

Series 7 - General Securities Representative Examination

BC

Issued 08/14/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Duane Ford.
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