Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Duane Eklund is a financial advisor with over 37 years of experience. Steven is a registered representative and investment advisor representative. Steven is currently registered with Allworth Financial, LP. Previously, Steven was registered with Securities America, Inc. and KMS Financial Services, Inc. Steven has a Series 3, 7, 15, 63 and 66 licenses. Steven specializes in providing financial planning, portfolio management, and pension consulting services. Steven serves individuals, high-net-worth individuals, corporations, charitable organizations and pension and profit sharing plans. Steven is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/30/2024 - Present
Allworth Financial, LP (FOLSOM CA)
CA
11/06/2020 - 01/19/2024
SECURITIES AMERICA, INC. (ROSEVILLE CA)
CA
11/07/2011 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (AUBURN CA)
CA
06/23/2006 - 11/09/2011
ROYAL ALLIANCE ASSOCIATES, INC. (AUBURN CA)
CA
01/08/2004 - 06/26/2006
KMS FINANCIAL SERVICES, INC. (WALNUT CREEK CA)
NY
12/06/2002 - 12/10/2003
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
NE
07/22/2002 - 12/17/2002
AMERITAS INVESTMENT CORP. (LINCOLN NE)
MA
12/18/2001 - 05/08/2002
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
PA
03/02/2001 - 10/30/2001
DIRECTED SERVICES, INC. (WEST CHESTER PA)
OH
12/01/2000 - 03/01/2001
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
05/13/1996 - 12/31/2000
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
KS
01/23/1989 - 02/21/1996
SECURITY DISTRIBUTORS, INC. (TOPEKA KS)
NY
06/22/1983 - 02/17/1988
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
BOTH
Issued 01/27/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 10/03/1983
Series 3 - National Commodity Futures Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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