Unclaimed
Steven Douglass Gum is an investment advisor representative with State Farm Investment Management Corp. Steven is registered with the state of Missouri as an investment advisor representative and a broker. Steven has been in the securities industry since 2016 and has experience in providing portfolio management for individuals and investment companies. Steven also holds a Series 6 and Series 63 license. Steven is also a registered representative with the state of Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MO
11/20/2018 - Present
State Farm Investment Management Corp. (Mountain Grove MO)
MO
05/03/2016 - 09/22/2016
STATE FARM VP MANAGEMENT CORP. (MOUNT VERNON MO)
IA
Issued 11/20/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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