Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Douglas Sison is a financial professional with over 30 years of experience in the industry. Currently, Steven is registered with Deutsche Bank Securities Inc. Steven has held previous positions at DWS DISTRIBUTORS, INC., DEUTSCHE BANK SECURITIES INC., WSA FIXED INCOME, LLC, BGC FINANCIAL, L.P., CASTLEOAK SECURITIES, LP, CANTOR FITZGERALD SECURITIES, CANTOR FITZGERALD PARTNERS, CANTOR FITZGERALD & CO., TUCKER ANTHONY INCORPORATED, SANWA UNIVERSAL SECURITIES CO., SANWA SECURITIES (USA) CO., L.P., BOT SECURITIES, INC., and BNY SECURITIES, INC. Steven's experience and qualifications include holding licenses for Series 3, 7, and 63 and passing the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
10/12/2022 - Present
Deutsche Bank Securities Inc. (JACKSONVILLE FL)
FL
05/21/2018 - 06/06/2022
DWS DISTRIBUTORS, INC. (JACKSONVILLE FL)
FL
01/30/2013 - 09/01/2016
DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)
NY
08/29/2011 - 07/13/2012
WSA FIXED INCOME, LLC (NEW YORK NY)
NY
06/03/2005 - 07/26/2011
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
10/06/2004 - 05/03/2006
CASTLEOAK SECURITIES, LP (NEW YORK NY)
NY
07/09/1996 - 10/01/2004
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NY
05/04/2000 - 05/24/2001
CANTOR FITZGERALD PARTNERS (NEW YORK NY)
NY
07/09/1996 - 05/24/2001
CANTOR FITZGERALD & CO. (NEW YORK NY)
MA
01/17/1995 - 02/06/1996
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
02/05/1993 - 10/20/1994
SANWA UNIVERSAL SECURITIES CO. (NEW YORK NY)
NY
10/20/1992 - 10/20/1994
SANWA SECURITIES (USA) CO., L.P. (NEW YORK NY)
NY
10/25/1990 - 10/13/1992
BOT SECURITIES, INC. (NEW YORK NY)
NA
07/25/1987 - 08/23/1990
BNY SECURITIES, INC.
BC
Issued 10/07/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1993
Series 7 - General Securities Representative Examination
BC
Issued 10/24/1991
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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