Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Douglas Roe is a financial advisor who is registered with the state of Ohio and Indiana. Steven has worked in the financial industry since 2018 and is currently employed with Key Investment Services LLC. Prior to this, Steven was employed with Edward Jones. Steven is a licensed Series 7 and Series 66 representative and is registered with FINRA. Steven is also licensed to sell securities in Indiana and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
03/31/2020 - Present
KEY Investment Services LLC (BROOKLYN OH)
OH
01/08/2018 - 04/10/2019
EDWARD JONES (BEAVERCREEK OH)
BOTH
Issued 02/02/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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