Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Milcarek is a financial professional with over 20 years of experience in the industry. Steven has held principal positions at several firms including UBS Securities LLC, Optionshouse, LLC, and PhillipCapital. Currently, Steven is a registered representative with Peak6 Capital Management LLC. Steven holds multiple licenses including Series 7, Series 24, Series 27, and Series 99TO. Steven's experience encompasses a broad range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/02/2021 - Present
Peak6 Capital Management LLC (Chicago IL)
IL
08/12/2019 - 06/23/2021
SENTINUS-HALO SECURITIES, LLC (Chicago IL)
IL
09/01/2015 - 08/28/2019
PHILLIPCAPITAL (CHICAGO IL)
IL
12/05/2008 - 03/31/2014
OPTIONSHOUSE, LLC (CHICAGO IL)
IL
03/29/2006 - 12/03/2008
UBS SECURITIES LLC (CHICAGO IL)
TX
06/02/1999 - 01/03/2006
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 11/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2022
Series 27 - Financial and Operations Principal Examination
BC
Issued 02/17/2011
Series 24 - General Securities Principal Examination
BC
Issued 09/13/2007
Series 4 - Registered Options Principal Examination
BC
Issued 12/14/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/16/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/26/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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