Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Douglas Johnson is a financial advisor with Hilltop Securities Inc. in Atlanta, Georgia. Steven has been in the industry since 1998 and holds Series 7, 50, 63, and SIE licenses. Steven is registered to provide investment advice in Arkansas, Georgia, Illinois, Minnesota, Mississippi, Nebraska, Oklahoma, Tennessee, and Texas. Steven previously worked at FIRST SOUTHWEST COMPANY, LLC, PIPER JAFFRAY & CO. and AMERICAN EXPRESS FINANCIAL ADVISORS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
GA
01/22/2016 - Present
Hilltop Securities Inc. (ATLANTA GA)
TX
03/09/2004 - 01/22/2016
FIRST SOUTHWEST COMPANY, LLC (DALLAS TX)
MN
02/06/2002 - 03/17/2004
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MN
08/17/1992 - 06/21/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/17/1992 - 06/21/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 05/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 02/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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