Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Douglas Curtis is an active financial advisor with Ameriprise Financial Services, LLC. Steven has been working in the financial industry since 1990. Steven is registered with the Securities and Exchange Commission (SEC) and has a license to sell securities in 18 states. Steven is also registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 3, 6, 7, and 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
11/10/2016 - Present
Ameriprise Financial Services, LLC (Mission Viejo CA)
MN
05/19/1992 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
03/06/1991 - 02/28/1992
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
03/06/1991 - 02/28/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
10/24/1986 - 06/16/1987
BLINDER, ROBINSON & CO.,INC.
IA
Issued 06/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/14/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1992
Series 7 - General Securities Representative Examination
BC
Issued 01/04/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/12/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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