Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Douglas Brackman is a financial advisor with Raymond James Financial Services Advisors, Inc. Steven has been in the financial services industry since 2012. Steven is registered in Alabama, Florida, Kentucky, Michigan, New York, North Carolina, Ohio, South Carolina, Tennessee, Texas, Virginia, and West Virginia. Steven has Series 7 and Series 66 securities licenses as well as a SIE exam. Steven also has experience with Wells Fargo Advisors, LLC, Wells Fargo Clearing Services, LLC, Pinnacle Bank, and Pinnacle Asset Management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
12/01/2020 - Present
Raymond James Financial Services Advisors, Inc. (High Point NC)
NC
11/07/2014 - 12/08/2020
WELLS FARGO CLEARING SERVICES, LLC (GREENSBORO NC)
NC
04/14/2012 - 11/10/2014
EDWARD JONES (JAMESTOWN NC)
BOTH
Issued 04/27/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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