Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Douglas Ball is a financial advisor with over 20 years of experience in the industry. Steven has a wide range of experience in the financial services industry, having worked with several firms, including WRP INVESTMENTS, INC., Sterne Agee Financial Services, Inc., and Osaic Wealth, Inc. Steven is currently registered as a Registered Representative (RA) with Osaic Wealth, Inc., which has a branch office in Centerville, Ohio. Steven is also a registered investment advisor in Ohio. Steven holds several licenses, including Series 7, Series 9, Series 10, Series 52, Series 63 and Series 65. In addition to his investment experience, Steven is also Co-President of ABS FINANCIAL GROUP, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
01/19/2017 - Present
Osaic Wealth, Inc. (CENTERVILLE OH)
OH
09/12/2014 - 01/18/2017
STERNE AGEE FINANCIAL SERVICES, INC. (CENTERVILLE OH)
OH
01/25/2008 - 09/12/2014
WRP INVESTMENTS, INC. (CENTERVILLE OH)
OH
09/03/1997 - 01/30/2008
H&R BLOCK FINANCIAL ADVISORS, INC. (WASHINGTON TOWNSHIP OH)
IA
Issued 10/02/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/18/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/02/1997
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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