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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Koch is an Investment Advisor Representative at Osaic Wealth, Inc. Steven has been in the financial services industry since July 2007 and has a strong track record of helping individuals and families achieve their financial goals. Steven holds the Series 6, 7, 63, and 65 licenses, as well as the SIE exam. He is a registered Investment Advisor Representative in Florida, Illinois, Texas and Wisconsin. Steven is also a shareholder in High Point Capital Group, Inc. and an independent insurance agent. Steven's experience and expertise allow him to provide a wide range of financial services, including financial planning, portfolio management, retirement planning, and insurance. Steven is committed to providing his clients with personalized service and tailored solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
09/01/2023 - Present
Osaic Wealth, Inc. (MILWAUKEE WI)
WI
11/10/2017 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (MILWAUKEE WI)
WI
03/25/2017 - 11/14/2017
MML INVESTORS SERVICES, LLC (Milwaukee WI)
WI
07/19/2007 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (Milwaukee WI)
IA
Issued 02/25/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/09/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2011
Series 7 - General Securities Representative Examination
BC
Issued 07/18/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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