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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Do is an investment advisor representative with Morgan Stanley. Steven has been in the industry since September 2010 and is registered in 51 states and 4 jurisdictions as an investment advisor representative. Steven has experience with a variety of financial products and services, including investment advisory services, financial planning, and pension consulting. Steven has also worked with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
09/21/2022 - Present
Morgan Stanley (Cupertino CA)
CA
02/21/2013 - 09/30/2022
E*TRADE SECURITIES LLC (CUPERTINO CA)
CA
08/10/2012 - 02/27/2013
MORGAN STANLEY (CUPERTINO CA)
CA
05/20/2011 - 06/12/2012
WELLS FARGO ADVISORS, LLC (SAN JOSE CA)
CA
11/18/2009 - 09/30/2010
NATIONAL PLANNING CORPORATION (SAN MATEO CA)
IA
Issued 09/07/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2012
Series 7 - General Securities Representative Examination
BC
Issued 11/16/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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