Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Phillips is a financial advisor with The Leaders Group, Inc., a firm based in Littleton, Colorado. Steven has been in the financial services industry since March 24, 2001. He has Series 6 and Series 63 licenses and is registered with the Financial Industry Regulatory Authority (FINRA). Steven is also registered to conduct business in Arkansas, Illinois, and Missouri. Prior to joining The Leaders Group, Inc., Steven was employed by Nationwide Securities, LLC in Poplar Bluff, Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
07/25/2017 - Present
THE Leaders Group, Inc. (LITTLETON CO)
MO
01/07/2015 - 03/16/2017
NATIONWIDE SECURITIES, LLC (POPLAR BLUFF MO)
MO
05/28/2009 - 12/31/2014
NATIONWIDE SECURITIES, LLC (POPLAR BLUFF MO)
MO
10/20/2000 - 05/08/2009
FARMERS FINANCIAL SOLUTIONS, LLC (POPLAR BLUFF MO)
BC
Issued 11/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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