Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Dean Austin is a financial advisor with over 35 years of experience in the financial services industry. Steven is currently registered as a Registered Representative and Investment Advisor Representative with Kovack Advisors, Inc. in Fort Lauderdale, Florida. Steven has previously been registered with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Lehman Brothers Inc. and E. F. Hutton & Company Inc. Steven has a wide range of experience in the financial services industry and holds a number of licenses and certifications, including Series 3, 7, 9, 63, and 65. Steven is dedicated to providing his clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
06/08/2011 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
FL
06/01/2009 - 06/15/2011
MORGAN STANLEY SMITH BARNEY (MELBOURNE FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MELBOURNE FL)
FL
01/29/1988 - 04/02/2007
MORGAN STANLEY DW INC. (MELBOURNE FL)
NA
02/15/1988 - 10/12/1990
LEHMAN BROTHERS INC.
NA
01/22/1986 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 10/31/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1986
Series 3 - National Commodity Futures Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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