Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven David Stock is a financial professional based in Texas City, Texas. Steven has over 18 years of experience in the financial industry, holding Series 6, 7, 63, and 65 licenses. Steven is registered as a Registered Investment Advisor (RIA) in Texas and as a Broker in Texas and New Mexico. Steven works with individuals, high-net-worth individuals, and pension and profit-sharing plans. Steven is currently affiliated with Lifestyle Asset Management, Inc. Steven also has experience with First Allied Securities, Inc., FFP Securities, Inc., and State Farm VP Management Corp. Steven is a partner at 42 Options, LLC, a recreational fishing camp. Steven offers financial consulting, financial planning, pension consulting, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
06/25/2018 - Present
Lifestyle Asset Management, Inc. (Texas City TX)
TX
05/30/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (Texas CIty TX)
TX
04/23/2007 - 05/30/2008
FFP SECURITIES, INC. (FRIENDSWOOD TX)
IL
05/03/2004 - 04/20/2007
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
IA
Issued 12/16/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/30/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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