Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Simon is a financial advisor with Mutual of Omaha Investor Services, Inc. Steven has been in the financial industry since 2009 and holds the Series 7 and Series 66 licenses. Steven also holds the SIE. Steven offers financial planning services, portfolio management for individuals, and the selection of other advisors. Steven also provides insurance agent services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees and third party money manager fees
1
2
FL
03/15/2011 - Present
Mutual OF Omaha Investor Services, Inc. (Boca Raton FL)
FL
10/01/2009 - 04/06/2010
LPL FINANCIAL CORPORATION (BOCA RATON FL)
FL
04/01/2009 - 09/10/2009
METLIFE SECURITIES INC. (PLANTATION FL)
FL
05/14/2008 - 11/20/2008
EDWARD JONES (CORAL SPRINGS FL)
BOTH
Issued 05/30/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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