Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven David Schwalje is a registered representative with Northwestern Mutual Investment Services, LLC. Steven has been in the financial services industry since January 2019 and is licensed to provide investment advice in several states. Steven is a Series 7, Series 63, and Series 66 licensed representative, as well as a licensed investment advisor in New Hampshire. He is a member of the Financial Industry Regulatory Authority (FINRA) and is committed to providing his clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NH
01/03/2019 - Present
Northwestern Mutual Investment Services, LLC (PORTSMOUTH NH)
BC
Issued 01/29/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/03/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/17/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Steven Schwalje is the right advisor for you? Invested Better is here to help.
