Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven David Schultz is an Investment Advisor Representative at Oppenheimer & Co. Inc.. Steven has been in the industry since May 18, 1997 and is currently registered in 30 states and 2 provinces. Steven has a strong background in financial planning, portfolio management, and investment advisory services, with experience at both Oppenheimer & Co. Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Oppenheimer & Co. Inc. is a full-service investment firm offering a wide range of financial products and services, including investment banking, securities brokerage, asset management, and wealth management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
08/29/2017 - Present
Oppenheimer & Co. Inc. (NORTH PALM BEACH FL)
NY
03/22/2002 - 09/28/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/29/1998 - 04/01/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MA
08/15/1996 - 09/24/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/15/1996 - 09/24/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 07/15/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/22/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/14/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Steven Schultz is the right advisor for you? Invested Better is here to help.
