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Steven David Schlegel

Commonwealth Financial Network

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About Steven David Schlegel

Steven David Schlegel is a financial advisor with Commonwealth Financial Network. He has been in the industry since 1992. Steven David Schlegel is licensed in Arizona and holds the Series 7, Series 24, Series 52, Series 53, and Series 63 securities licenses, as well as the Series 65 Investment Advisor license. Steven David Schlegel specializes in financial planning, portfolio management, and retirement planning for individuals, families, and businesses.

Firm Information

Steven Schlegel is currently registered with Commonwealth Financial Network. Commonwealth Financial Network is an Approved Limited Liability Company formed in August 2017 and headquartered in Waltham, Massachusetts. The firm provides financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses and individuals, and other advisory services. They have a presence in all 50 states, as well as in Puerto Rico and the Virgin Islands. The firm manages approximately $177 billion in regulatory assets under management and has a large network of licensed agents, investment adviser representatives, registered representatives, and investment advisory functions. They cater to various client types, including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and state or municipal government entities.
Commonwealth Financial Network

29 SAWYER ROAD

WALTHAM, MA 02453-3483

$177.03B

Assets Under Management

19,600

Total Clients

3,791

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Schlegel’s Registration & Firm History

MA

07/02/2024 - Present

Commonwealth Financial Network (WALTHAM MA)

AZ

02/22/2024 - 07/05/2024

OSAIC WEALTH, INC. (TEMPE AZ)

AZ

10/31/2005 - 09/18/2023

SAGEPOINT FINANCIAL, INC. (PHOENIX AZ)

AZ

01/15/2008 - 10/29/2008

AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)

AZ

01/22/2004 - 10/31/2005

SENTRA SECURITIES CORPORATION (PHOENIX AZ)

AZ

01/22/2004 - 10/31/2005

SPELMAN & CO., INC. (PHOENIX AZ)

AZ

05/19/1992 - 10/31/2005

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

NA

02/18/1992 - 05/19/1992

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

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Licenses & Designations

IA

Issued 12/03/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/28/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/17/2004

Series 53 - Municipal Securities Principal Examination

BC

Issued 09/11/2003

Series 24 - General Securities Principal Examination

BC

Issued 02/22/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Steven David Schlegel. Review regulatory record here.
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