Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven David Lockshin is an investment advisor representative with Mariner Wealth and has been in the industry since 1987. Steven is a registered investment advisor in California. Steven has worked for several firms including City National Securities, Inc., Lydian Securities Company, MML Investors Services, Inc., Legg Mason Wood Walker, Incorporated, and Legg Mason Masten Inc. Steven is also the majority owner of OpenAdvisor Technologies, Inc., which develops estate planning and legal documentation generation software. Steven is also on the board of directors of several companies including Velocity Merger Corp, a SPAC, and Refill It, Inc., a sustainable bottled water company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/03/2022 - Present
Mariner Wealth (LOS ANGELES CA)
MD
05/02/2007 - 12/19/2013
CITY NATIONAL SECURITIES, INC. (POTOMAC MD)
MD
04/23/1999 - 06/16/2006
LYDIAN SECURITIES COMPANY (ROCKVILLE MD)
MA
08/12/1988 - 01/07/1993
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
11/03/1987 - 08/16/1988
LEGG MASON WOOD WALKER, INCORPORATED
NA
10/30/1987 - 11/04/1987
LEGG MASON MASTEN INC.
NA
02/26/1987 - 10/31/1987
LEGG MASON WOOD WALKER, INCORPORATED
BC
Issued 12/30/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/19/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1998
Series 24 - General Securities Principal Examination
BC
Issued 11/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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