Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Dzubay is a financial professional with over 28 years of experience in the industry. Steven has been registered with The Leaders Group, Inc. since March 16, 2004. Previously, Steven was affiliated with firms such as CAP PRO BROKERAGE SERVICES, INC., SUNAMERICA SECURITIES, INC., AMERICAN GENERAL SECURITIES INCORPORATED and FIRST INVESTORS CORPORATION. Steven holds Series 6 and Series 63 licenses and the SIE exam. Steven is licensed in Minnesota, North Dakota and South Dakota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
03/16/2004 - Present
THE Leaders Group, Inc. (LITTLETON CO)
OH
10/31/2000 - 12/31/2003
CAP PRO BROKERAGE SERVICES, INC. (COLUMBUS OH)
CO
09/05/1995 - 10/03/2000
THE LEADERS GROUP, INC. (LITTLETON CO)
AZ
04/27/1995 - 08/31/1995
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
01/30/1995 - 04/27/1995
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
NJ
05/03/1989 - 09/04/1990
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 03/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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