Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Brett is a Managing Director and Partner at Marcum Wealth, LLC. Steven has been in the financial services industry since 2000. Prior to joining Marcum Wealth, LLC, Steven was a Financial Advisor at Raymond James Financial Services, Inc. Steven is a Series 63, Series 65, Series 7 and Series 55 licensed professional. Steven provides financial planning, portfolio management and other advisory services for individuals, families and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
04/22/2021 - Present
Marcum Wealth, LLC (Melville NY)
NY
10/23/2009 - 04/09/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (MELVILLE NY)
NY
07/30/2003 - 10/27/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREAT NECK NY)
NY
02/06/2006 - 03/08/2006
ADVEST, INC. (LOCUST VALLEY NY)
NY
09/09/2002 - 07/28/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
04/24/2000 - 09/09/2002
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
IA
Issued 09/17/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/01/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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