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Steven Daniel Raab

Valic Financial Advisors, Inc.

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About Steven Daniel Raab

Steven Raab is a financial advisor currently registered with Valic Financial Advisors, Inc. Steven Raab has been in the industry since March 10, 1997, and holds the Series 63, Series 65, Series 7 and Series 24 licenses. Steven Raab is also registered in Connecticut, Massachusetts, New Hampshire, New York and Vermont as a Broker-Dealer and Investment Advisor. Steven Raab's previous employers include MBSC SECURITIES CORPORATION, PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC, UBS GLOBAL ASSET MANAGEMENT (US) INC., GE INVESTMENT DISTRIBUTORS, INC and MORAN & ASSOCIATES, INC. SECURITIES BROKERAGE.

Firm Information

Steven Raab is currently registered with Valic Financial Advisors, Inc.. Valic Financial Advisors, Inc. is a corporation formed in November 1996, headquartered in Houston, Texas. The firm offers financial planning, portfolio management for individuals, and selection of other advisers, among other services. They also have a wrap fee program and manage assets for both high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and has a total of 52 state registrations. As of the most recent reporting period, the firm reported approximately $25.25 billion in regulatory assets under management.
Valic Financial Advisors, Inc.

2929 ALLEN PKWY; L7-20

HOUSTON, TX 77019

$25.25B

Assets Under Management

12

Total Clients

1,266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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recommend wrap accounts to clients

Recommend wrap accounts to clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Raab’s Registration & Firm History

NH

06/15/2023 - Present

Valic Financial Advisors, Inc. (NASHUA NH)

NY

02/05/2008 - 12/22/2016

MBSC SECURITIES CORPORATION (New York NY)

NJ

12/19/2002 - 11/07/2007

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NY

04/10/2000 - 06/05/2002

UBS GLOBAL ASSET MANAGEMENT (US) INC. (NEW YORK NY)

CT

05/12/1997 - 11/28/2000

GE INVESTMENT DISTRIBUTORS, INC (STAMFORD CT)

NJ

05/12/1993 - 08/08/1995

MORAN & ASSOCIATES, INC. SECURITIES BROKERAGE (RED BANK NJ)

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Licenses & Designations

IA

Issued 03/12/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/15/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/21/1994

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/04/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Daniel Raab.
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