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Steven Daniel Lowe

Wells Fargo Securities, LLC

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About Steven Daniel Lowe

Steven Daniel Lowe is a registered representative with Wells Fargo Securities, LLC, and has been in the industry since December 2021. Steven is licensed to sell securities in all states of the United States. Steven holds the Series 63, Series 79TO, and SIE exams.

Firm Information

Steven Lowe is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Lowe’s Registration & Firm History

CA

12/02/2021 - Present

Wells Fargo Securities, LLC (Irvine CA)

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Licenses & Designations

BC

Issued 12/15/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/01/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/12/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Daniel Lowe.
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