Unclaimed
Steven Daniel Lowe is a registered representative with Wells Fargo Securities, LLC, and has been in the industry since December 2021. Steven is licensed to sell securities in all states of the United States. Steven holds the Series 63, Series 79TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
12/02/2021 - Present
Wells Fargo Securities, LLC (Irvine CA)
BC
Issued 12/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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