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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Daniel Duncan is a financial advisor at Ameriprise Financial Services, LLC. Steven has been in the industry since 1998 and holds a Series 7, Series 10, Series 9, Series 24, Series 52TO, Series 63, and Series 65. Steven has been registered with Ameriprise Financial Services, LLC since 2009. Steven is also a Certified Financial Planner. Steven has worked with clients in a variety of industries including trusts/estates, insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
DE
03/03/2010 - Present
Ameriprise Financial Services, LLC (WILMINGTON DE)
DE
01/07/1999 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (WILMINGTON DE)
CA
12/14/1998 - 01/15/1999
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
IA
Issued 05/24/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2009
Series 24 - General Securities Principal Examination
BC
Issued 12/28/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/17/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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