Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Dale Smith is a financial advisor who has been in the industry since April 18, 1988. Steven Dale Smith is currently registered with Ausdal Financial Partners, Inc. in Freeport, IL and has been with the firm since September 8, 2009. Previously, Steven Dale Smith was registered with WATERSTONE FINANCIAL GROUP, INC. in Freeport, IL, RE-DIRECT SECURITIES CORP in Villa Park, IL, PRUCO SECURITIES CORPORATION in Newark, NJ, THE PRUDENTIAL INSURANCE COMPANY OF AMERICA in Newark, NJ and FIRST AMERICAN NATIONAL SECURITIES, INC. Steven Dale Smith is also registered in 11 states including California, Colorado, Florida, Illinois, Indiana, Kentucky, Michigan, Missouri, Tennessee, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advice on uma platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Revenue sharing
1
2
IL
09/08/2009 - Present
Ausdal Financial Partners, Inc. (FREEPORT IL)
IL
07/21/2003 - 09/04/2009
WATERSTONE FINANCIAL GROUP, INC. (FREEPORT IL)
IL
06/14/1996 - 07/21/2003
RE-DIRECT SECURITIES CORP (VILLA PARK IL)
NJ
08/14/1989 - 06/13/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
08/14/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
08/08/1985 - 12/05/1986
FIRST AMERICAN NATIONAL SECURITIES, INC.
BC
Issued 08/07/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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