Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Dale Harris is a financial professional with over 13 years of experience in the securities industry. Steven has held various roles at several firms, including Stephens, Scott & Stringfellow, Inc., Brookwood Associates, L.L.C., Regions Securities LLC and StillPoint Capital, LLC. Steven currently works at Bailey & Co. Securities, LLC as a registered representative. Steven holds the Series 7, Series 62, Series 63, SIE, and Series 79TO licenses and is registered in five states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
12/11/2019 - Present
Bailey & Co. Securities, LLC (Brentwood TN)
FL
04/19/2017 - 01/02/2020
STILLPOINT CAPITAL, LLC (TAMPA FL)
NC
04/09/2015 - 05/31/2016
REGIONS SECURITIES LLC (Charlotte NC)
NC
04/21/2011 - 04/10/2015
BROOKWOOD ASSOCIATES, L.L.C. (CHARLOTTE NC)
AR
04/29/2010 - 03/17/2011
STEPHENS (LITTLE ROCK AR)
VA
12/14/2005 - 07/05/2007
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
BC
Issued 10/29/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2010
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 12/13/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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