Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Gabriel is a financial professional with over 10 years of experience in the industry. Steven is a Certified Financial Planner™ and holds the Series 6, 7, 31, 63, 65, 66, and SIE licenses. Steven is currently registered with Osaic Institutions, Inc. in South Dakota. Steven offers a variety of financial services including financial planning, pension consulting, and educational seminars. Steven previously held positions with BANCWEST INVESTMENT SERVICES, INC., KEY INVESTMENT SERVICES LLC, WELLS FARGO ADVISORS LLC, and ONEAMERICA SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SD
03/06/2024 - Present
Osaic Institutions, Inc. (Burke SD)
CO
12/14/2015 - 12/31/2020
BANCWEST INVESTMENT SERVICES, INC. (FORT COLLINS CO)
OR
02/03/2015 - 12/04/2015
KEY INVESTMENT SERVICES LLC (PORTLAND OR)
OR
10/19/2012 - 01/29/2015
WELLS FARGO ADVISORS, LLC (PORTLAND OR)
IN
11/05/2003 - 11/24/2003
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
NY
11/15/2000 - 02/10/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 03/04/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/19/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/18/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/12/2000
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
Not sure Steven Gabriel is the right advisor for you? Invested Better is here to help.
