Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Lipman is a financial professional with over 27 years of experience in the industry. Steven is currently registered with Rothschild & Co. US Inc. and has been with the firm since 2009. Prior to joining Rothschild & Co. US Inc., Steven was with BANC OF AMERICA SECURITIES LLC and BEAR, STEARNS & CO. INC. Steven holds the Series 7, Series 24, Series 63, SIE and Series 79TO licenses and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/15/2009 - Present
Rothschild & Co. US Inc. (NEW YORK NY)
NY
07/07/2008 - 05/04/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
05/15/1995 - 06/16/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 11/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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