Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven D. Eaton is an experienced financial advisor with over 20 years of experience in the industry. Steven has a Series 7, 6, 63 and Series 24 licenses. Steven is currently registered with Stifel, Nicolaus & Company, Inc. and is located in their New York office. Prior to joining Stifel, Nicolaus & Company, Inc., Steven was employed by EATON PARTNERS, LLC and C. P. EATON PARTNERS, LLC. Steven's previous experience also includes a role with INVESCO DISTRIBUTORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/29/2018 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
CT
10/30/2009 - 03/29/2018
EATON PARTNERS, LLC (ROWAYTON CT)
CT
09/06/2002 - 04/15/2009
C. P. EATON PARTNERS, LLC (ROWAYTON CT)
TX
12/05/2000 - 04/08/2002
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
BC
Issued 02/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2009
Series 7 - General Securities Representative Examination
BC
Issued 12/04/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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