Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Doll is a financial advisor who has been in the industry since 2004. Steven is currently registered with Cowen AND Co. Prior to that, Steven worked at FTN EQUITY CAPITAL MARKETS CORP. and UBS FINANCIAL SERVICES INC. Steven is licensed to sell securities in Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Kansas, Maryland, Massachusetts, New Jersey, New York, Ohio, Pennsylvania, Texas, and Virginia. Steven holds the Series 7, Series 55, Series 63, Series 57TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
06/15/2010 - Present
Cowen AND Co. (Red Bank NJ)
NY
03/01/2005 - 02/08/2010
FTN EQUITY CAPITAL MARKETS CORP. (NEW YORK NY)
NJ
04/08/2004 - 03/18/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 03/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/07/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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