Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven D'alise is a financial advisor with over 20 years of experience in the industry. Steven is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and has held previous positions at William Blair & Company L.L.C. and Morgan Stanley DW Inc. Steven holds Series 7, 63, and 65 licenses and has a strong track record of success in providing investment advice to clients. Steven is committed to providing personalized financial planning and investment management services that meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
06/05/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (OAK BROOK IL)
IL
05/11/2005 - 05/18/2007
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
NY
01/21/2002 - 05/12/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 4/25/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 4/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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