Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Curtis Oxley is a financial advisor who has been in the industry since June 29, 1988. Steven is currently registered with LPL Financial LLC and has been with them since November 26, 2019. Prior to joining LPL, Steven was employed by H. Beck, Inc. from January 5, 2010 to December 23, 2019. Steven has passed the Securities Industry Essentials Examination and the Investment Company Products/Variable Contracts Representative Examination. Steven is registered in Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
11/26/2019 - Present
LPL Financial LLC (WORTHINGTON OH)
OH
01/05/2010 - 12/23/2019
H. BECK, INC. (WORTHINGTON OH)
OH
11/20/2001 - 12/31/2009
FSC SECURITIES CORPORATION (WORTHINGTON OH)
MN
06/03/1991 - 11/29/2001
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
NA
11/26/1984 - 11/02/1987
LUTHERAN BROTHERHOOD SECURITIES CORP.
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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