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Steven Curtis Ledgerwood

Empower Financial Services, Inc.

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About Steven Curtis Ledgerwood

Steven Curtis Ledgerwood is a financial advisor currently registered with Empower Financial Services, Inc. Steven has been in the financial services industry since 2013 and is registered in 52 states. Steven's current firm, Empower Financial Services, Inc. is a broker-dealer firm with a national scope. Steven is also a registered representative with FINRA. Steven is also registered with the state of Kansas. Steven passed the Series 7, Series 63, Series 7TO and SIE exams.

Firm Information

Steven Ledgerwood is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Ledgerwood’s Registration & Firm History

KS

05/17/2021 - Present

Empower Financial Services, Inc. (OVERLAND PARK KS)

KS

12/02/2013 - 08/14/2014

PRINCOR FINANCIAL SERVICES CORPORATION (OVERLAND PARK KS)

KS

07/29/2013 - 11/04/2013

PRUCO SECURITIES, LLC. (OVERLAND PARK KS)

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Licenses & Designations

BC

Issued 05/28/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/16/2021

Series 7TO - General Securities Representative Examination

BC

Issued 05/01/2021

SIE - Securities Industry Essentials Examination

BC

Issued 07/29/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Curtis Ledgerwood.
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