Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Craig Scott is a registered representative with Principal Securities, Inc. Steven has been in the securities industry since March 16, 2006. Steven is licensed in Nebraska and holds the Series 6, 7, and 66 securities registrations. Steven is also a licensed investment advisor representative in Nebraska. Steven specializes in financial planning, pension consulting and portfolio management. Steven is affiliated with Principal Securities, Inc. in Des Moines, Iowa. Steven's primary branch office is located in Grand Island, Nebraska. Steven's current employment with Principal Securities, Inc. started on March 16, 2006.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
10/31/2007 - Present
Principal Securities, Inc. (DES MOINES IA)
BOTH
Issued 10/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2007
Series 7 - General Securities Representative Examination
BC
Issued 03/16/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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