Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Saulque is a financial advisor with Emerson Equity LLC. Steven has been in the financial industry since 2004. Steven has a wide range of experience in the financial industry, including previous roles at SKYWAY CAPITAL MARKETS, LLC, COBALT CAPITAL, INC., UMB DISTRIBUTION SERVICES, LLC, WILDERMUTH SECURITIES, LLC, CABOT LODGE SECURITIES LLC, ATEL SECURITIES CORPORATION, ALPS DISTRIBUTORS, INC., PRIMEVEST FINANCIAL SERVICES, INC., VALIC FINANCIAL ADVISORS, INC., WFG INVESTMENTS, INC., CHARLES SCHWAB & CO., INC., CAMBRIDGE INVESTMENT RESEARCH, INC., KELMOORE INVESTMENT COMPANY, INC., STATE FARM VP MANAGEMENT CORP., and MORGAN STANLEY DW INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/19/2024 - Present
Emerson Equity LLC (Irvine CA)
FL
11/03/2023 - 04/17/2024
SKYWAY CAPITAL MARKETS, LLC (TAMPA FL)
FL
10/24/2023 - 03/01/2024
COBALT CAPITAL, INC. (LAKE MARY FL)
WI
08/16/2022 - 07/05/2023
UMB DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
FL
02/25/2022 - 08/18/2022
WILDERMUTH SECURITIES, LLC (PONTE VEDRA BEACH FL)
IL
06/14/2019 - 02/03/2022
CABOT LODGE SECURITIES LLC (SCHAUMBURG IL)
CA
03/04/2016 - 01/08/2018
ATEL SECURITIES CORPORATION (San Francisco CA)
CA
05/17/2012 - 02/02/2016
ALPS DISTRIBUTORS, INC. (SAN FRANCISCO CA)
CA
08/15/2011 - 01/09/2012
PRIMEVEST FINANCIAL SERVICES, INC. (SAN JOSE CA)
CA
06/03/2010 - 08/18/2011
VALIC FINANCIAL ADVISORS, INC. (EMERYVILLE CA)
CA
01/20/2009 - 01/28/2010
VALIC FINANCIAL ADVISORS, INC. (EMERYVILLE CA)
TX
02/26/2008 - 12/31/2008
WFG INVESTMENTS, INC. (DALLAS TX)
CA
07/23/2007 - 11/02/2007
CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)
IA
04/26/2006 - 11/30/2006
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
CA
08/24/2004 - 02/21/2006
KELMOORE INVESTMENT COMPANY, INC. (PALO ALTO CA)
IL
03/15/2004 - 09/01/2004
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
IL
10/28/2002 - 02/03/2004
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
NY
06/21/1999 - 01/28/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 07/02/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 06/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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