Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Dickerson is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. in Tyler, Texas. Steven has over 38 years of experience in the financial industry. Steven is registered with the state of Texas as a Registered Representative and Investment Advisor Representative. Steven has earned the Series 7 and 66 securities licenses and also holds the SIE exam. Steven has been actively registered with Merrill Lynch since June 2006. Prior to joining Merrill Lynch, Steven was associated with UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Steven also has a separate business with Cole and Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/16/2006 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TYLER TX)
TX
02/16/2001 - 07/10/2006
UBS FINANCIAL SERVICES INC. (TYLER TX)
NY
06/25/1986 - 02/23/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/17/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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