Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Craig Bromberg is a financial advisor registered with Avantax Advisory Services. Steven has been in the industry for over 20 years and holds licenses in multiple states. Steven is a certified public accountant (CPA). Steven is a member of the board of directors at Dunphey & Associates Supply Company, Inc and DASCO Supply, LLC. In addition to being a financial advisor, Steven provides tax preparation and accounting services. Steven's primary office is located in Mount Kisco, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NY
08/24/2021 - Present
Avantax Advisory Services (MOUNT KISCO NY)
DE
12/13/2002 - 03/27/2003
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
BC
Issued 02/06/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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