Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Behrle is a financial advisor with B. Riley Wealth Advisors, Inc. Steven has over 39 years of experience in the financial services industry and has been with Wells Fargo Advisors Financial Network, LLC and Wachovia Securities, LLC. Steven is a registered representative in Arizona, California, Colorado, Florida, Georgia, Idaho, Illinois, Louisiana, Massachusetts, Nevada, New York, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, Washington and Wisconsin. Steven is also a registered investment advisor representative in California, New York and Texas. Steven specializes in portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/28/2022 - Present
B. Riley Wealth Advisors, Inc. (Irvine CA)
CA
05/11/2007 - 08/10/2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (IRVINE CA)
CA
07/01/2003 - 05/11/2007
WACHOVIA SECURITIES, LLC (NEWPORT BEACH CA)
NY
07/23/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
11/25/1983 - 07/30/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 06/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/15/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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