Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Craig Batutis is a financial advisor with LPL Financial LLC in San Diego, California. Steven is a Certified Financial Planner™ professional with over 20 years of experience in the financial services industry. Steven is a registered representative of LPL Financial and holds the Series 7, Series 63, Series 65, Series 66 and Series 24 licenses. Steven provides financial planning and advisory services to individuals, families and businesses. Steven also provides consulting and other non-discretionary advisory services. Previous firms Steven has worked at include MSI Financial Services, Inc., Presidential Brokerage, Inc., MONY Securities Corporation, Trusted Securities Advisors Corp. and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/29/2016 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
09/10/2012 - 10/06/2016
MSI FINANCIAL SERVICES, INC. (SAN DIEGO CA)
CA
05/23/2012 - 09/05/2012
PRESIDENTIAL BROKERAGE, INC. (SAN DIEGO CA)
NY
12/02/2003 - 12/31/2003
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
08/20/2002 - 12/02/2003
TRUSTED SECURITIES ADVISORS CORP. (NEW YORK NY)
NY
09/27/2000 - 08/20/2002
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 06/09/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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