Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Johnson is a financial advisor registered with Fidelity Personal and Workplace Advisors. Steven is based in Knoxville, Tennessee and has over 2 years of experience in the financial services industry. Steven has passed the Series 63, 66 and SIE exams. Steven is a licensed Registered Representative in Alabama, Florida, Georgia, Kansas, Kentucky, Massachusetts, Michigan, Mississippi, New York, North Carolina, Ohio, Tennessee, Texas, and Virginia. Steven is also registered as an Investment Advisor Representative in Tennessee and Texas. Steven has been with Fidelity Personal and Workplace Advisors since May 2022. Prior to Fidelity Personal and Workplace Advisors, Steven worked as a financial advisor with NYLIFE Securities LLC. Steven is also a musician and plays in several bands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
10/12/2022 - Present
Fidelity Personal AND Workplace Advisors (KNOXVILLE TN)
TN
11/05/2021 - 05/02/2022
NYLIFE SECURITIES LLC (KNOXVILLE TN)
BOTH
Issued 10/5/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/6/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/5/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 9/27/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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