Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Cord Johnson is a registered representative with Fidelity Personal and Workplace Advisors, a large investment firm with offices across the United States. Steven is also a registered investment advisor representative in Tennessee and Texas. Before joining Fidelity, Steven worked for NYLIFE Securities LLC, a smaller firm. Steven has a wide range of experience in the financial services industry, having previously worked as a musician, as well as various positions in the hospitality, healthcare, and education industries. Steven has passed the Series 7TO, 66, and 63 exams, as well as the Securities Industry Essentials (SIE) exam. Steven is licensed to provide investment advisory services in Alabama, Florida, Georgia, Kansas, Kentucky, Massachusetts, Michigan, Mississippi, New York, North Carolina, Ohio, Tennessee, Texas, and Virginia. Steven is also licensed to sell insurance in Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
10/12/2022 - Present
Fidelity Personal AND Workplace Advisors (KNOXVILLE TN)
TN
11/05/2021 - 05/02/2022
NYLIFE SECURITIES LLC (KNOXVILLE TN)
BOTH
Issued 10/05/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/05/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/27/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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