Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Coleman Victor is an active financial advisor, currently registered with Raymond James & Associates, Inc. in the state of Pennsylvania. Steven has been in the financial industry since 1983 and has held previous positions at RBC Capital Markets, LLC, CITIGROUP GLOBAL MARKETS INC. and Legg Mason Wood Walker, Incorporated. Steven is registered with the FINRA and holds Series 7 and Series 63 licenses, along with the SIE and Series 65. Steven specializes in offering financial planning, portfolio management, and educational seminars for individuals, businesses, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
12/05/2024 - Present
Raymond James & Associates, Inc. (DEVON PA)
PA
11/17/2006 - 05/09/2017
RBC CAPITAL MARKETS, LLC (CONSHOHOCKEN PA)
PA
02/21/2006 - 11/30/2006
CITIGROUP GLOBAL MARKETS INC. (BLUE BELL PA)
MD
09/19/1997 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
08/23/1983 - 09/24/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/17/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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