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Steven Cole Duke

Benjamin F. Edwards & Company, Inc.

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About Steven Cole Duke

Steven Cole Duke is a financial advisor with Benjamin F. Edwards & Company, Inc. with over 20 years of experience in the industry. Steven has been registered with the state of Illinois and has held various licenses and registrations throughout their career, including a Series 7, Series 63, and Series 65 licenses. Steven's prior firm was Edward Jones. Steven offers a range of services, including financial planning, portfolio management, and selection of other advisors.

Firm Information

Steven Duke is currently registered with Benjamin F. Edwards & Company, Inc.. Benjamin F. Edwards & Company, Inc. is a Corporation headquartered in ST. LOUIS, MO, United States. Established in 2008, the firm provides financial planning, pension consulting, educational seminars, and other advisory services. The firm's assets under management are over $13 billion and they have a network of 518 registered representatives serving individual and institutional clients. They are registered with the SEC and in 53 states.
Benjamin F. Edwards & Company, Inc.

ONE NORTH BRENTWOOD BOULEVARD

ST. LOUIS, MO 63105

$13.16B

Assets Under Management

23

Total Clients

493

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Duke’s Registration & Firm History

IL

06/19/2019 - Present

Benjamin F. Edwards & Company, Inc. (Flora IL)

IL

04/06/1999 - 06/14/2019

EDWARD JONES (FLORA IL)

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Licenses & Designations

IA

Issued 11/01/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/07/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Cole Duke.
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