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Steven Cole Delaney

Citizens JMP Securities, LLC

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About Steven Cole Delaney

Steven Delaney is a financial advisor who has been in the industry since 1993. Steven is currently registered with Citizens JMP Securities, LLC. He is also registered in the states of California, Georgia, Missouri, and Virginia. Steven has a strong background in financial services, with experience in research analysis, general securities, and options.

Firm Information

Steven Delaney is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Delaney’s Registration & Firm History

CA

04/03/2007 - Present

Citizens JMP Securities, LLC (SAN FRANCISCO CA)

MO

03/01/2006 - 04/23/2007

FLAGSTONE SECURITIES, LLC (ST. LOUIS MO)

NJ

02/19/2003 - 02/24/2006

RYAN BECK & CO. (FLORHAM PARK NJ)

VA

05/05/1999 - 01/15/2003

SCOTT & STRINGFELLOW, INC. (RICHMOND VA)

VA

03/18/1993 - 05/05/1999

SCOTT & STRINGFELLOW, INC. (RICHMOND VA)

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Licenses & Designations

BC

Issued 07/25/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/09/1999

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/07/1999

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/02/1997

Series 24 - General Securities Principal Examination

BC

Issued 03/12/1993

Series 27 - Financial and Operations Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/01/2004

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 06/04/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Steven Cole Delaney.
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