Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Claude Matthews is a registered representative with Morgan Stanley. Steven has over 40 years of experience in the financial services industry and holds Series 7, 31, 63, and 65 licenses. Steven has a proven track record of providing financial advice to individuals, families, and businesses. Steven specializes in investment management, retirement planning, and estate planning. Steven's experience with Morgan Stanley and previous firms such as Citigroup Global Markets Inc., Lehman Brothers Inc., and E. F. Hutton & Company Inc., demonstrate a dedication to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
06/01/2009 - Present
Morgan Stanley (Morristown NJ)
NJ
05/01/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SHORT HILLS NJ)
NJ
07/31/1993 - 05/13/2008
CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/12/1983 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
09/25/1981 - 12/23/1983
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 02/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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