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Steven Clark Crowley

Pickwick Capital Partners, LLC

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About Steven Clark Crowley

Steven Crowley is a registered representative with Pickwick Capital Partners, LLC. Steven has been in the industry since May 1, 1993, and has a wide range of experience in the financial services industry. Steven is registered in Connecticut and New York. Steven has passed the Series 7, Series 5, SIE, and Series 79TO exams. Steven has previously worked at G.C. ANDERSEN PARTNERS CAPITAL, LLC, FOX-PITT,KELTON INCORPORATED, J.P. MORGAN SECURITIES INC., SMITH BARNEY INC., SALOMON BROTHERS INC., PAINEWEBBER INCORPORATED, and KIDDER, PEABODY & CO. INCORPORATED.

Firm Information

Steven Crowley is currently registered with Pickwick Capital Partners, LLC. Pickwick Capital Partners, LLC is a Limited Liability Company formed in August 2007. The firm is registered with the SEC and 43 states.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Crowley’s Registration & Firm History

NY

10/04/2016 - Present

Pickwick Capital Partners, LLC (WHITE PLAINS NY)

NY

10/26/2009 - 10/08/2014

G.C. ANDERSEN PARTNERS CAPITAL, LLC (NEW YORK NY)

NY

02/26/2001 - 01/22/2003

FOX-PITT,KELTON INCORPORATED (NEW YORK NY)

NY

06/29/1999 - 12/13/2000

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

03/20/1997 - 12/18/1997

SMITH BARNEY INC. (NEW YORK NY)

NY

01/04/1988 - 02/14/1997

SALOMON BROTHERS INC. (NEW YORK NY)

NA

03/20/1986 - 04/23/1987

PAINEWEBBER INCORPORATED

NA

03/23/1981 - 05/13/1985

KIDDER, PEABODY & CO. INCORPORATED

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Licenses & Designations

BC

Issued 03/02/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/23/2009

Series 7 - General Securities Representative Examination

BC

Issued 10/16/1981

Series 5 - Interest Rate Options Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Clark Crowley.
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