Unclaimed
Steven Clarence Flowers is a financial advisor with LPL Financial LLC. Steven is a registered representative with FINRA and holds Series 6, 7, 63, and 65 licenses, as well as the SIE exam. He is also registered as an Investment Advisor Representative in Georgia. Steven has been in the financial services industry since 2002, working with PRINCIPAL SECURITIES, INC., MML INVESTORS SERVICES, LLC, and NYLIFE SECURITIES LLC. He has worked for LPL Financial LLC since 2019. Steven provides portfolio management for individuals and businesses. He also offers financial planning and educational seminars. Steven is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
08/23/2021 - Present
LPL Financial LLC (TIFTON GA)
GA
02/27/2012 - 11/07/2019
PRINCIPAL SECURITIES, INC. (TIFTON GA)
GA
08/23/2007 - 03/21/2012
MML INVESTORS SERVICES, LLC (TIFTON GA)
GA
02/14/2002 - 08/03/2007
NYLIFE SECURITIES LLC (TIFTON GA)
IA
Issued 06/02/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/13/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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