Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Christopher Thrap is a financial advisor with over 25 years of experience in the industry. Steven is currently registered with Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. in St. Petersburg, Florida. Steven has held previous positions with firms such as National Securities Corporation, LPL Financial LLC, DFC Investor Services, Quest Capital Strategies, Inc., Allegisone Securities, Inc., Sentra Securities Corporation, Capital Growth Resources, Fortress Financial Group, LTD., Atlantic Pacific Financial, Inc., Del Mar Financial Services, Incorporated, and Thomas James Associates, Inc. Steven holds a variety of licenses and certifications, including Series 7, Series 24, Series 4, Series 63, Series 79TO, Series 99TO, and SIE. Steven is registered in multiple states across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/14/2020 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
07/06/2017 - 04/27/2020
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
CA
02/11/2008 - 05/10/2017
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
12/15/2005 - 05/15/2007
DFC INVESTOR SERVICES (IRVINE CA)
CA
07/08/2004 - 10/24/2005
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
CA
02/09/2004 - 06/22/2004
ALLEGISONE SECURITIES, INC. (NEWPORT BEACH CA)
AZ
07/30/2001 - 09/03/2003
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
CA
02/08/1999 - 11/15/2000
CAPITAL GROWTH RESOURCES (EL CAJON CA)
SC
03/25/1998 - 05/11/1998
FORTRESS FINANCIAL GROUP, LTD. (ISLE OF PALMS SC)
NA
05/10/1996 - 03/20/1998
ATLANTIC PACIFIC FINANCIAL, INC.
CA
02/21/1994 - 05/10/1996
DEL MAR FINANCIAL SERVICES, INCORPORATED (IRVINE CA)
NY
12/09/1992 - 06/21/1993
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
BC
Issued 10/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2010
Series 4 - Registered Options Principal Examination
BC
Issued 12/28/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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