Unclaimed
Steven Christopher Spice is a registered representative with Vanguard Marketing Corp. Steven has been in the securities industry since June 30, 2024. Steven has passed the Series 63, Series 7TO, and the SIE exam. Steven is currently registered with FINRA and the state of Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
07/01/2024 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 07/18/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/06/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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