Unclaimed
Steven Christopher Hicks is an investment advisor representative with Cetera Investment Advisers LLC. Steven has been in the securities industry since January 1995. Steven is licensed to provide investment advice in Pennsylvania and Texas. Cetera Investment Advisers LLC is a registered investment advisor with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA). The firm's main office is located in Schaumburg, Illinois. Cetera Investment Advisers LLC provides a variety of investment advisory services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
06/19/2019 - Present
Cetera Investment Advisers LLC (CANONSBURG PA)
PA
01/31/1995 - 06/24/2019
FORESTERS FINANCIAL SERVICES, INC. (CANONSBURG PA)
BOTH
Issued 8/15/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/2/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/3/2000
Series 7 - General Securities Representative Examination
BC
Issued 1/30/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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